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Practice Areas
Evans Law, PC is a full service corporate and securities firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We are dedicated to providing experienced and strategic legal counsel to help clients manage risk, structure transactions, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business.
Evans Law was built on the foundation of client service through hands-on, practical experience. We endeavor to serve as a strategic partner to our clients by providing cost-effective and superior legal services, understanding our clients’ business and challenges and leveraging our unique experience to fulfill our clients’ objectives. Our practice is built on the understanding that the law is the means to realize our clients’ objectives, but its practice requires an intimate understanding of our clients’ businesses and industries.
We represent and advise clients on a broad array of legal matters, including arbitration and litigation, regulatory and financial services, securities and capital markets, and corporate law and governance. Please select a practice area below to learn more about our practices and the services offered by Evans Law, PC
- Formation and Registration
- Rule 1017 Applications
- Regulatory Inquiry and Exam Assistance
- Internal Investigations and Risk Assessments
- Customer Complaint Response
- Product Due Diligence
- Written Supervisory Policies and Procedures
- Branch and Registered Representative Reviews
- Training and Compliance
- Compliance and Rules
- Operations and Marketing Reviews