SEC Issues Compliance Extension to Part 2B of Form ADV and the Brochure Supplement
On December 28, 2010, the Securities and Exchange Commission issued Release No. IA-3129, which among other things extended the compliance date for Part 2B of the Form ADV, the brochure supplement and rules related to delivery of the supplement for registered investment advisers under the Investment Advisers Act of 1940. Background Previously, the SEC adopted amendments …
SEC Issues Compliance Extension to Part 2B of Form ADV and the Brochure Supplement Read More »