FINRA Raises Gift Limit to $300 and Modernizes Its Gifts Rule — What Broker-Dealers Need to Know Before March 30
March 19, 2026 Effective March 30, 2026, the Financial Industry Regulatory Authority (“FINRA”) will implement significant amendments to FINRA Rule 3220 (Influencing or Rewarding Employees of Others), commonly known as the Gifts Rule. The changes — adopted under the FINRA Forward initiative — raise the annual gift limit for the first time in more than […]