Evans Law, PC is a full service corporate and securities firm focused on serving the diverse needs of the financial services industry.
Securities
Securities
We advise companies, issuers, underwriters and private equity funds in state and federal securities matters in transactions ranging with private placements, financing agreements and joint ventures.
Broker Dealer
Broker-Dealer Services
Founded by former CEOs, CCOs and general counsel to FINRA members,our broker-dealer practice is more than just defense with services designed to be proactive.
Investment Adviser
Investment Adviser Services
Counsel to registered investment advisers, including retail, private fund and dual registration status, in formation, operations and regulation with the Investment Advisers Act of 1940.
Investigations and Enforcement
Federal, State and Regulatory - Investigations and Enforcement
Representing corporations and individuals confronted with inquiries from regulatory and securities enforcement agencies, including the SEC, state securities regulators and FINRA.
Corporate
Business & Corporate Law
Providing a broad range of services to corporations, joint ventures, partnerships and limited liability companies in all phases of the business cycle.
SEC’s Application for Order Directing Defendants to Show Cause Why an Order Should Not be Entered (1) Appointing the Previously Appointed Monitor as Receiver and (2) Imposing a Litigation Injunction
Interested in our services? We would appreciate hearing from you.
